Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (11 Apr 2019 to 27 Jan 2020)
    • CF4 Partner (AR) (11 Apr 2019 to 27 Jan 2020)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • SMF22 Other Local Responsibility (28 Sep 2016 to 9 Jan 2018)
    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 27 Sep 2016)
    • CF29 Significant management (1 Mar 2016 to 6 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 14 Jul 2006)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF3 Chief Executive (15 Jan 2008 to 9 Jan 2018)
    • CF1 Director (8 Nov 2007 to 9 Jan 2018)
    • CF30 Customer (1 Nov 2007 to 16 Jul 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Apr 2004 to 20 Oct 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.