Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (11 Apr 2019 to 27 Jan 2020)
- CF4 Partner (AR) (11 Apr 2019 to 27 Jan 2020)
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- SMF22 Other Local Responsibility (28 Sep 2016 to 9 Jan 2018)
- SMF7 Group Entity Senior Manager (7 Mar 2016 to 27 Sep 2016)
- CF29 Significant management (1 Mar 2016 to 6 Mar 2016)
- CF27 Investment Management (1 Dec 2001 to 14 Jul 2006)
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- CF3 Chief Executive (15 Jan 2008 to 9 Jan 2018)
- CF1 Director (8 Nov 2007 to 9 Jan 2018)
- CF30 Customer (1 Nov 2007 to 16 Jul 2015)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Apr 2004 to 20 Oct 2004)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.