Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (20 Jun 2014 to 2 Jan 2026)
- CF4 Partner (AR) (20 Jun 2014 to 18 Oct 2022)
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- (1)Employed By (7 Oct 2022 to 2 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.