Wayne Douglas Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bates Weston Corporate Finance LLP

    FRN 768950

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (22 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Jun 2017 to 8 Dec 2019)
  • David Booler & Company

    FRN 146287

    • CF1 Director (AR) (since 31 Oct 2018)
  • B W Financial Services Limited

    FRN 189042

    • (14)Employed By (since 31 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at B W Financial Services Limited

  2. controlled function added: (14)Employed By at B W Financial Services Limited