Wayne Ashmore

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KIPPAX FINANCIAL SERVICES LIMITED

    FRN 609819

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 11 Jan 2024)
    • CF1 Director (3 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2014 to 8 Dec 2019)
  • Blyth Independent Financial Services (no longer approved here)

    FRN 477533

    • Employed By (23 Jan 2008 to 30 Dec 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (27 Dec 2007 to 21 Jan 2008)
  • Advantage Mortgage Services (Yorkshire) Limited (no longer approved here)

    FRN 476899

    • (2)Employed By (27 Dec 2007 to 21 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Advantage Mortgage Services (Yorkshire) Limited

  2. controlled function added: (2)Employed By at Advantage Mortgage Services (Yorkshire) Limited