Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 May 2007 to 5 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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