Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sterling Capital Asset Finance Limited
FRN 680837
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (30 Jun 2017 to 8 Dec 2019)
- CF1 Director (30 Oct 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Oct 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.