Wayne Aiden Stanbrook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Oct 2022)
  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Oct 2022)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (7 Aug 2015 to 31 Jul 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Aug 2014 to 23 Jun 2015)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (226)Employed By (1 Aug 2014 to 23 Jun 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (11 Jun 2012 to 22 Apr 2014)
    • CF21 Investment Adviser (22 Feb 2002 to 3 Oct 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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