Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (5 Sep 2008 to 7 Aug 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 6 Nov 2007)
    • CF22 Investment Adviser (Trainee) (2 Dec 2001 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (21 Oct 2005 to 26 Jun 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (24 Mar 2004 to 25 Jun 2004)
    • CF22 Investment Adviser (Trainee) (4 Jul 2003 to 24 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.