Warwick Nicholas Ryan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heptagon Capital LLP

    FRN 403304

    • [FCA CF] Client dealing (since 21 Jun 2021)
    • [FCA CF] Material risk taker (21 Jun 2021 to 23 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
    • CF27 Investment Management (24 Mar 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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