Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • Director of firm who is not a certification employee or a SMF manager (18 Jan 2021 to 21 Nov 2023)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 29 Aug 2017)
    • SMF9 Chair of the Governing Body (7 Mar 2016 to 6 Nov 2017)
    • CF2 Non Executive Director (2 Oct 2007 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 2 Oct 2007)
    • CF1 Director (1 Dec 2001 to 2 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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