Warwick James Taylor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 23 Aug 2018)
  • Hearnden & Weston Wealth Management Limited

    FRN 595295

    • (7)Employed By (since 23 Aug 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Jan 2009 to 6 Mar 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 29 Jan 2009)
    • CF21 Investment Adviser (10 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Oct 2005 to 10 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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