Warren Richard Ruscoe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2021)
    • [FCA CF] Manager of certification employee (27 Oct 2023 to 23 May 2025)
  • PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 596398

    • CF30 Customer (13 Jun 2018 to 12 Oct 2018)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.