Warren Philip Ash

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tradition (UK) Limited (no longer approved here)
FRN 139200
- [FCA CF] Client dealing (31 Mar 2021 to 31 Jul 2023)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (31 Mar 2021 to 31 Jul 2023)
- CF30 Customer (16 Aug 2019 to 8 Dec 2019)
TJM Europe LLP (no longer approved here)
FRN 714756
- CF30 Customer (30 Nov 2016 to 14 Jun 2019)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (2 Oct 2012 to 18 Sep 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (19 Nov 2010 to 30 May 2012)
Tradelink Worldwide Limited (no longer approved here)
FRN 190867
- (43)CF26 Customer Trading (1 Dec 2001 to 31 Dec 2006)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (43)CF26 Customer Trading at Tradelink Worldwide Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.