Warren McCormick

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 19 Aug 2025)
    • [FCA CF] Manager of certification employee (since 23 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2019)
    • [FCA CF] Client dealing (since 25 Jan 2017)
    • [FCA CF] Manager of certification employee (25 Jan 2017 to 8 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 28 Sep 2009)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Managing a material risk taker (since 19 Aug 2025)
    • [FCA CF] Manager of certification employee (since 23 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2019)
    • [FCA CF] Manager of certification employee (16 Jan 2019 to 7 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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