Warren Joseph Johnson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (7 Dec 2016 to 8 Dec 2019)
  • HOBART CAPITAL MARKETS LLP (no longer approved here)

    FRN 593186

    • CF30 Customer (2 Apr 2013 to 12 Feb 2014)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (1 Nov 2007 to 5 Mar 2008)
    • CF26 Customer Trading (18 Oct 2006 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.