Warren James Attewell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dragon Financial Planning Ltd (no longer approved here)

    FRN 841978

    • [FCA CF] Manager of certification employee (19 May 2020 to 10 Feb 2025)
    • Responsible for Insurance Distribution (19 May 2020 to 10 Feb 2025)
    • SMF16 Compliance Oversight (19 May 2020 to 6 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 May 2020 to 6 Jan 2025)
    • SMF3 Executive Director (19 May 2020 to 10 Feb 2025)
    • [FCA CF] Client dealing (19 May 2020 to 10 Feb 2025)
    • [FCA CF] Functions requiring qualifications (19 May 2020 to 10 Feb 2025)
    • Responsibility for MCD Intermediation (19 May 2020 to 10 Feb 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 19 May 2010)
    • CF21 Investment Adviser (11 Jan 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2004 to 11 Jan 2005)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (6 Feb 2003 to 31 Dec 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Feb 2003)
  • PRISM Independent Financial Advisers Limited (no longer approved here)

    FRN 200449

    • (7)Employed By (26 Mar 2001 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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