Warren Desmond Kavanagh

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baggette & Company Wealth Management Limited

    FRN 522193

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 2 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
  • Eight Wealth Management Limited (no longer approved here)

    FRN 416757

    • (18)Employed By (20 Mar 2023 to 30 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2025)
    • CF30 Customer (24 Dec 2009 to 12 Aug 2011)
  • Saltus Financial Planning Limited (no longer approved here)

    FRN 722703

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
    • CF30 Customer (26 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.