Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FTSE International Limited (no longer approved here)

    FRN 796803

    • SMF3 Executive Director (7 Dec 2020 to 31 May 2021)
    • SMF1 Chief Executive (7 Dec 2020 to 31 May 2021)
    • CF3 Chief Executive (12 Jun 2019 to 6 Dec 2020)
    • CF1 Director (4 Jun 2018 to 6 Dec 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (28 Feb 2005 to 29 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.