Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 12 Jan 2024)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Jan 2024)
    • CF30 Customer (since 27 Nov 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jan 2024)
    • CF30 Customer (28 Apr 2011 to 12 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Walter Reynolds

  2. controlled function added: (1)Employed By at Walter Reynolds