Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 24 May 2017)
- CF30 Customer (since 18 Feb 2014)
- CF4 Partner (AR) (18 Feb 2014 to 25 May 2017)
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Jesalant Limited
FRN 616061
- (1)Employed By (since 18 Feb 2014)
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- (19)Employed By (12 Sep 2013 to 11 Feb 2014)
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- CF30 Customer (12 Sep 2013 to 11 Feb 2014)
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- Employed By (21 Oct 2008 to 30 Mar 2009)
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- CF30 Customer (21 Oct 2008 to 4 Feb 2010)
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- CF21 Investment Adviser (30 Oct 2002 to 6 Apr 2007)
- CF22 Investment Adviser (Trainee) (18 Apr 2002 to 30 Oct 2002)
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- CF21 Investment Adviser (30 Oct 2002 to 6 Apr 2007)
- CF22 Investment Adviser (Trainee) (18 Apr 2002 to 30 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (19)Employed By at Denton Woodhouse Limited