Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (22 May 2007 to 31 Oct 2007)
    • CF3 Chief Executive (22 May 2007 to 8 Dec 2019)
    • CF4 Partner (22 May 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (22 May 2007 to 31 Oct 2007)
    • Director of firm who is not a certification employee or a SMF manager (since 27 Aug 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Nov 2005)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.