Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Channel Capital Advisors LLP
FRN 462037
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 17 Jun 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (22 May 2007 to 31 Oct 2007)
- CF3 Chief Executive (22 May 2007 to 8 Dec 2019)
- CF4 Partner (22 May 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (22 May 2007 to 31 Oct 2007)
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Catalina Worthing Insurance Limited
FRN 468832
- Director of firm who is not a certification employee or a SMF manager (since 27 Aug 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.