Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2007 to 26 Mar 2009)
    • CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (27 Apr 2004 to 7 Dec 2004)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2004)
    • CF26 Customer Trading (1 Dec 2001 to 15 Mar 2004)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2004)
    • CF26 Customer Trading (1 Dec 2001 to 15 Mar 2004)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2004)
    • CF26 Customer Trading (1 Dec 2001 to 15 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.