Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 19 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (8 Dec 2016 to 23 Feb 2025)
    • [FCA CF] Client dealing (8 Dec 2016 to 23 Feb 2025)
    • [FCA CF] Manager of certification employee (8 Dec 2016 to 24 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (7 Dec 2004 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 19 Dec 2024)
    • [FCA CF] Manager of certification employee (21 Jan 2019 to 24 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jan 2019 to 23 Feb 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 19 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.