Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF30 Customer (10 Apr 2013 to 4 Nov 2013)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF30 Customer (21 Apr 2010 to 22 Sep 2011)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF26 Customer Trading (19 Oct 2006 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF26 Customer Trading (2 Feb 2006 to 1 Jun 2006)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.