Walid Assaf

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank

    FRN 124344

    • [FCA CF] Material risk taker (since 27 May 2021)
    • [FCA CF] Significant management (since 27 May 2021)
    • [FCA CF] Client dealing (since 27 May 2021)
    • [FCA CF] Manager of certification employee (since 27 May 2021)
    • SMF21 EEA Branch Senior Manager (EBSM) (28 Mar 2018 to 27 May 2021)
    • CF30 Customer (12 Mar 2012 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (2 Jun 2008 to 17 Feb 2012)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (2 Jun 2008 to 17 Feb 2012)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF26 Customer Trading (21 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.