Wai-Hah Li

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Altura Mortgage Finance Limited
FRN 827849
- [FCA CF] Client dealing (since 6 Nov 2023)
- [FCA CF] Functions requiring qualifications (6 Nov 2023 to 8 Jan 2025)
HL Partnership Limited (no longer approved here)
FRN 303397
- Appointed representative dealing with clients for which they require qualification (25 Mar 2022 to 3 Feb 2023)
Knight Frank Finance LLP (no longer approved here)
FRN 459093
- [FCA CF] Functions requiring qualifications (12 Jul 2021 to 28 Feb 2022)
Trussle Lab Ltd (no longer approved here)
FRN 924229
- [FCA CF] Functions requiring qualifications (8 Dec 2020 to 26 May 2021)
Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Dec 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.