Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
    • [FCA CF] Client dealing (since 3 Nov 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (30 Oct 2023 to 11 Aug 2025)
  • Crossbridge Capital LLP (no longer approved here)

    FRN 480069

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2023)
    • CF30 Customer (7 Sep 2017 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (27 Apr 2010 to 21 Mar 2011)
  • Gatehouse Bank Plc (no longer approved here)

    FRN 475346

    • CF30 Customer (21 Apr 2008 to 20 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.