Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHATHAM FINANCIAL EUROPE, LTD (no longer approved here)

    FRN 197251

    • [FCA CF] Client dealing (20 Nov 2023 to 3 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 12 Aug 2008)
    • CF21 Investment Adviser (17 Dec 2003 to 31 Oct 2007)
  • Oaktree Capital Management (UK) LLP (no longer approved here)

    FRN 550908

    • [FCA CF] Client dealing (17 Mar 2020 to 28 Apr 2023)
    • CF30 Customer (14 Mar 2019 to 8 Dec 2019)
    • CF4 Partner (11 May 2016 to 6 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.