Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (13 May 2008 to 30 Sep 2013)
- CF8 Apportionment and Oversight (27 Jul 2005 to 31 Oct 2007)
- CF1 Director (27 Jul 2005 to 30 Sep 2013)
- CF10 Compliance Oversight (27 Jul 2005 to 30 Sep 2013)
- CF11 Money Laundering Reporting (27 Jul 2005 to 30 Sep 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.