Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • West Point Derivatives Ltd (no longer approved here)

    FRN 430967

    • CF30 Customer (13 May 2008 to 30 Sep 2013)
    • CF8 Apportionment and Oversight (27 Jul 2005 to 31 Oct 2007)
    • CF1 Director (27 Jul 2005 to 30 Sep 2013)
    • CF10 Compliance Oversight (27 Jul 2005 to 30 Sep 2013)
    • CF11 Money Laundering Reporting (27 Jul 2005 to 30 Sep 2013)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.