Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Material risk taker (since 1 Sep 2023)
- [FCA CF] Significant management (since 17 May 2022)
- [FCA CF] Manager of certification employee (since 25 Feb 2020)
- [FCA CF] Algorithmic trading (since 25 Feb 2020)
- [FCA CF] Algorithmic trading (9 Jul 2016 to 15 May 2019)
- [FCA CF] Manager of certification employee (9 Jul 2016 to 15 May 2019)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Material risk taker (since 1 Sep 2023)
- [FCA CF] Significant management (since 17 May 2022)
- [FCA CF] Algorithmic trading (since 25 Feb 2020)
- [FCA CF] Manager of certification employee (since 25 Feb 2020)
- [FCA CF] Algorithmic trading (7 Sep 2016 to 15 May 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 15 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.