Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Manager of certification employee (since 18 Nov 2022)
- [FCA CF] Client dealing (since 4 Nov 2022)
- [FCA CF] Material risk taker (since 4 Nov 2022)
- [FCA CF] Algorithmic trading (since 4 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
- [FCA CF] Client dealing (9 Mar 2021 to 1 Nov 2022)
- CF30 Customer (2 Jun 2011 to 6 Mar 2016)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Manager of certification employee (since 18 Nov 2022)
- [FCA CF] Material risk taker (since 4 Nov 2022)
- [FCA CF] Algorithmic trading (since 4 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
- [FCA CF] Client dealing (since 4 Nov 2022)
- [FCA CF] Client dealing (9 Mar 2021 to 1 Nov 2022)
- CF30 Customer (2 Jun 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.