Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Nov 2025)
    • [FCA CF] Significant management (since 5 Nov 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • SMF22 Other Local Responsibility (10 Feb 2023 to 15 Oct 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 10 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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