Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Apr 2023)
    • [FCA CF] Client dealing (since 13 Jun 2018)
    • [FCA CF] Manager of certification employee (since 13 Jun 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (15 Oct 2009 to 3 Jun 2010)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (15 Oct 2009 to 3 Jun 2010)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Jan 2009 to 29 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.