Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF1 Director (AR) (since 14 Nov 2025)
- CF30 Customer (since 14 Nov 2025)
- [FCA CF] Client dealing (since 18 Sep 2025)
- [FCA CF] Significant management (since 18 Sep 2025)
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Trimontium Capital Limited
FRN 1043974
- Employed By (since 14 Nov 2025)
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- [FCA CF] Manager of certification employee (5 Jun 2024 to 22 Jun 2025)
- [FCA CF] Client dealing (9 May 2024 to 22 Jun 2025)
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- [FCA CF] Client dealing (18 Mar 2021 to 4 Jan 2023)
- [FCA CF] Manager of certification employee (18 Mar 2021 to 4 Jan 2023)
- CF30 Customer (7 Dec 2018 to 8 Dec 2019)
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- CF30 Customer (20 Oct 2010 to 6 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.