Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (6 Sep 2022 to 12 Sep 2022)
    • [FCA CF] Functions requiring qualifications (6 Sep 2022 to 12 Sep 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Client dealing (6 Sep 2022 to 12 Sep 2022)
    • [FCA CF] Functions requiring qualifications (6 Sep 2022 to 12 Sep 2022)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Client dealing (16 Sep 2019 to 9 Sep 2022)
    • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 9 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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