Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 19 Sep 2024)
- [FCA CF] Client dealing (since 9 Nov 2023)
- CF21 Investment Adviser (3 Jun 2004 to 26 Jun 2007)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 19 Sep 2024)
- [FCA CF] Client dealing (since 9 Nov 2023)
- CF21 Investment Adviser (3 Jun 2004 to 26 Jun 2007)
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- [FCA CF] Client dealing (20 Oct 2016 to 25 Mar 2022)
- CF30 Customer (3 Sep 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.