Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 17 Jul 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jul 2023)
- CF30 Customer (25 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (16 Dec 2017 to 28 Sep 2018)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (6 Jan 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Nov 2003 to 6 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.