Vivek Sarohia

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 12 May 2020)
    • [FCA CF] Manager of certification employee (since 11 Mar 2019)
    • [FCA CF] Manager of certification employee (11 Jan 2018 to 6 Jun 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
    • CF26 Customer Trading (31 Oct 2005 to 29 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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