Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- SMF6 Head of Key Business Areas (since 28 Mar 2025)
- [FCA CF] Significant management (19 Mar 2023 to 3 Apr 2025)
- [FCA CF] Manager of certification employee (9 Sep 2022 to 3 Apr 2025)
- [PRA CF] Managing a material risk taker (24 Jun 2022 to 22 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (23 Jun 2022 to 3 Apr 2025)
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- [FCA CF] Significant management (19 Mar 2023 to 3 Apr 2025)
- [FCA CF] Manager of certification employee (9 Sep 2022 to 3 Apr 2025)
- [PRA CF] Managing a material risk taker (24 Jun 2022 to 22 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (23 Jun 2022 to 3 Apr 2025)
Recent activity
Updates to this individual's record on the FCA register.
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