Vivek Bommi

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • SMF3 Executive Director (21 Nov 2022 to 7 Sep 2023)
    • [FCA CF] Material risk taker (1 Jul 2022 to 7 Sep 2023)
    • SMF18 Other Overall Responsibility (18 Dec 2021 to 21 Nov 2022)
    • [FCA CF] Manager of certification employee (28 Sep 2021 to 19 Jan 2022)
    • [FCA CF] Client dealing (28 Sep 2021 to 7 Sep 2023)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jul 2021)
    • CF30 Customer (6 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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