Vivek Bhutoria

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hermes Investment Management Ltd

    FRN 150000

    • [FCA CF] Material risk taker (since 1 Mar 2022)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • CF30 Customer (24 Sep 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2017)
    • CF30 Customer (17 May 2011 to 6 Mar 2016)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (3 Nov 2009 to 29 Apr 2011)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF30 Customer (1 Nov 2007 to 29 Apr 2011)
    • CF22 Investment Adviser (Trainee) (26 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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