Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley Investment Management Limited
FRN 121920
- SMF18 Other Overall Responsibility (since 28 Mar 2024)
- [FCA CF] Client dealing (7 Mar 2020 to 4 Jan 2021)
- [FCA CF] Manager of certification employee (7 Mar 2020 to 4 Jan 2021)
- [FCA CF] Material risk taker (7 Mar 2020 to 4 Jan 2021)
- CF30 Customer (22 Aug 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.