Viswas Raghavan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF19 Head of Overseas Branch/Head of Overseas (25 Sep 2017 to 26 Feb 2024)
    • SMF3 Executive Director (26 Sep 2016 to 26 Feb 2024)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Mar 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF1 Chief Executive (25 Sep 2017 to 26 Feb 2024)
    • SMF3 Executive Director (26 Sep 2016 to 26 Feb 2024)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Mar 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • SMF1 Chief Executive (26 Sep 2016 to 6 Oct 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.