Viswanath Nayar

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • SMF3 Executive Director (14 Sep 2023 to 5 Feb 2024)
    • [FCA CF] Material risk taker (17 Mar 2023 to 14 Sep 2023)
    • [FCA CF] Significant management (17 Mar 2023 to 14 Sep 2023)
    • SMF18 Other Overall Responsibility (21 Apr 2020 to 14 Feb 2023)
    • [PRA CF] Managing a material risk taker (11 Mar 2020 to 26 Mar 2020)
    • [FCA CF] Client dealing (11 Mar 2020 to 26 Mar 2020)
    • [FCA CF] Manager of certification employee (11 Mar 2020 to 26 Mar 2020)
    • CF30 Customer (24 Aug 2010 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 May 2003)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (17 Mar 2023 to 17 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (17 Mar 2023 to 14 Sep 2023)
    • [FCA CF] Manager of certification employee (17 Mar 2023 to 14 Sep 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (17 Mar 2023 to 14 Sep 2023)
    • [PRA CF] Managing a material risk taker (17 Mar 2023 to 17 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (17 Mar 2023 to 14 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.