Vishal Shah

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 29 Oct 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (28 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (12 Mar 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (28 May 2008 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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