Vishal Pramodkumar Shah

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M & M Financial Services Ltd

    FRN 431048

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Mortgage Mantra Limited (no longer approved here)

    FRN 912213

    • (1)Employed By (22 Aug 2019 to 30 Sep 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (11 Jan 2019 to 28 Aug 2019)
    • CF30 Customer (11 Jan 2019 to 28 Aug 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (4 Sep 2008 to 4 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.