Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Aug 2022)
    • [FCA CF] Client dealing (since 26 Jan 2022)
    • [FCA CF] Manager of certification employee (since 23 Aug 2022)
    • [FCA CF] Client dealing (since 31 Dec 2021)
    • [FCA CF] Material risk taker (since 31 Dec 2021)
    • [FCA CF] Manager of certification employee (since 23 Aug 2022)
    • [FCA CF] Material risk taker (since 31 Dec 2021)
    • [FCA CF] Client dealing (since 31 Dec 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (5 Nov 2019 to 20 Dec 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Dec 2021)
    • CF30 Customer (13 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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