Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 25 Jul 2024)
- [FCA CF] Client dealing (since 8 Nov 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2022)
- CF30 Customer (5 Nov 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2022)
- CF30 Customer (5 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (11 Jul 2018 to 1 Aug 2019)
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- CF30 Customer (4 May 2018 to 1 Aug 2019)
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- CF30 Customer (20 Sep 2011 to 14 May 2012)
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- CF30 Customer (4 Mar 2009 to 30 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.