Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum (Financial Services) LLP
FRN 802331
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 6 Jun 2025)
- [FCA CF] Client dealing (since 6 Jun 2025)
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- CF21 Investment Adviser (8 Apr 2005 to 4 Nov 2005)
- CF22 Investment Adviser (Trainee) (14 May 2004 to 8 Apr 2005)
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- CF21 Investment Adviser (18 Jul 2002 to 29 Jul 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.