Viral Patel

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 7 Feb 2022)
    • CF30 Customer (since 7 Feb 2022)
    • Appointed representative dealing with clients for which they require qualification (since 20 Jul 2020)
    • CF1 Director (AR) (since 10 Jul 2020)
    • CF30 Customer (10 Jul 2020 to 1 Feb 2021)
  • Custodia Financial Services Limited

    FRN 608877

    • Employed By (since 10 Jul 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (15 Jul 2008 to 18 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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